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Due Diligence

European Union and Germany: Sustainable supply chains – Comparing legal requirements

On 15 March 2024 a new compromise proposal of the Corporate Sustainability Due Diligence Directive (CSDDD) was agreed upon by the EU Member States. The CSDDD sets out human...

Fides Corporate Services Limited, Mr David Charles Housley Whitworth, Mr Paul Conway and Mr Stuart Turner — GFSC

The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 (the “Enforcement Powers...

Financial Sector Watch: FSCA Imposes R16 Million Fine on Ashburton Fund Managers for FICA Violations

The Financial Sector Conduct Authority (FSCA) has levied a R16 million administrative fine on...

Gemini’s $1.1 Billion Pledge: Settlement Details and Path to Recovery for Affected Customers

Gemini Trust Company, LLC (“Gemini”) has pledged to refund at least $1.1 billion to...

FSCA Imposes R16 Million Fine on Ashburton Fund Managers for FIC Act Violations

The Financial Sector Conduct Authority (FSCA) has fined Ashburton Fund Managers (Pty) Ltd (AFM)...

European Union: The new Corporate Sustainability Due Diligence Directive has been provisionally agreed – what does this mean for companies?

The Corporate Sustainability Due Diligence Directive (“CS3D“) was provisionally agreed at a political level...

Global Law Firm Clyde & Co Fined £500,000 for Money Laundering Violations

Global law firm Clyde & Co received a £500,000 ($635,613) fine on Thursday for...

Update on KYC Master Direction: Clarification and Amendment Regarding Politically Exposed Persons (PEPs)

Please refer to the Master Direction (MD) on KYC dated February 25, 2016, with...

Nedbank Private Wealth Faces £535,185 Civil Penalty for Anti-Money Laundering Breaches

Nedbank Private Wealth Limited (NPW), a wealth management firm based in Hill Street, is...

Political Deal on EU Corporate Accountability Law is a Step Forward

Last week, after long negotiations over corporate accountability rules in Europe, negotiators from the...

EU Nears Approval of Corporate Sustainability Rules: Demands Rigorous Due Diligence from Large Businesses

Lawmakers in the European Parliament and Council have provisionally agreed on the EU's Corporate...

GRA Imposes S$2.25 Million Fine on RWS for Breach of Due Diligence: Unveiling Systemic Failures in Cash Transactions Oversight

The Gambling Regulatory Authority (GRA) has fined RWS S$2.25 million for failing to conduct...

Napier and KYC Portal CLM Collaborate for Streamlined Compliance Solutions

Napier, the London-based intelligent compliance technology company, has partnered with KYC Portal CLM (KYCP),...

NCA Issues Alert on Russia’s Attempts to Procure UK-Sanctioned Goods Through Intermediary Countries

The National Crime Agency (NCA) has issued an alert to financial institutions and other...

HM Treasury Alert: Tightened AML Measures for High-Risk Countries – Key Updates

HM Treasury Advisory Notice: Controls for Money Laundering and Terrorist Financing in High-Risk Third...

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